Nebraska Department of Banking & Finance
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The Department of Banking was created by Nebraska legislators to regulate state-chartered banks and other financial industries within the state. In 1939, regulation of state securities laws was also placed under the jurisdiction of the Department of Banking. Today, the Nebraska Department of Banking and Finance regulates and supervises various financial industries on behalf of the State of Nebraska and its residents. Historic Utica Bank Converts to State Charter After more than 125 years as a national bank, First National Bank in Utica, Neb., has converted to state charter effective June 26, 2009. The institution will now operate under the name First Bank of Utica. The bank, which was founded and is owned by the Liggett family, began operating in 1882. If you have questions about the conversion, contact Greg Freese, Review Examiner, (402) 471-2171. Interpretative Opinion No. 26: Use of Certifications and Designations in Advertising by Investment Adviser Representatives and Broker-Dealer Agents The Nebraska Department of Banking and Finance, Bureau of Securities issues an interpretative opinion regarding the use of designations in advertising by investment adviser representatives and broker-dealer agents. The Department periodically reviews the list of designations. Read Interpretative Opinion & Approved Designations (4-01-2009) To receive email notification when updates are made to the list of designations, please click here. News
NDBF Warns Consumers of Loan Scam (6-22-09)
The NDBF is issuing a warning of a scam targeting consumers who need to borrow money. A company calling itself Hillsboro Financial Group, which lists its address as 4060 Vinton Street, Suite 4, Omaha, NE, offers personal loans to consumers and requires up-front fees for “lender’s insurance” in advance of funding a loan. The Department has verified that the company does not have an office at the Omaha address listed. Department Warns of Mystery Shopping Scam (5-14-09) Department Issues Warning of Two Internet Loan Scam (2-20-09) News Release Archives (2000-2008) Contact Us
Nebraska Department of Banking & Finance
Address: Commerce Court, Ste. 400 1230 'O' Street Lincoln, NE 68508-1402 Mail to: P.O. Box 95006 Lincoln, NE 68509-5006 Phone: Financial Institutions Division:(402)471-2171 Bureau of Securities:(402)471-3445 Consumer Hotline:(877)471-3445 |
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Dave HeinemanGovernor of Nebraska
Today:The Department will be closed Friday, July 3, 2009, in observance of the Independence Day Holiday.
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