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Securities Act of Nebraska
Chapter 8, Article 11
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To print a PDF version without annotations or a complete source, click here. This file is placed on our Website for your reference and convenience only. For an official version, please visit the Nebraska Unicameral Web site at www.nebraskalegislature.gov.
| 8-1101. | Terms, defined. |
| 8-1102. | Fraudulent and other prohibited practices. |
| 8-1103. | Broker-dealers, issuer-dealers, agents, investment advisers, and investment adviser representatives; registration; procedure; exceptions; conditions; renewal; fees; accounts and other records; revocation or withdrawal of registration; when. |
| 8-1103.01. | Repealed. Laws 2003. LB 217, s. 50. |
| 8-1104. | Registration of securities; exceptions. |
| 8-1105. | Registration by notification. |
| 8-1106. | Registration by coordination. |
| 8-1107. | Registration by qualification. |
| 8-1108. | Registration of securities; requirements; fees; effective date; reports; director, powers. |
| 8-1108.01. | Securities; sale without registration; cease and desist order; fine; hearing. |
| 8-1108.02. | Federal covered security; filing; director; powers; sales; requirements. |
| 8-1108.03. | Federal covered security; filing fee; notice; open-end management company, face-amount certificate company, or unit investment trust; issue indefinite amount of securities; when. |
| 8-1109. | Registration of securities; denial, suspension, or revocation; grounds. |
| 8-1109.01. | Registration of securities; denial, suspension, revocation; additional grounds. |
| 8-1109.02. | Registration of securities; order of denial, suspension, or revocation; notice; request for hearing; modification of order. |
| 8-1110. | Securities exempt from registration. |
| 8-1111. | Transactions exempt from registration. |
| 8-1112. | Registrant; subject to personal jurisdiction. |
| 8-1113. | False or misleading filings; unlawful. |
| 8-1114. | Unlawful representation concerning merits of registration or exemption. |
| 8-1115. | Investigations; subpoena; director; powers. |
| 8-1115.01 | Investigation or other proceeding; prohibited acts. |
| 8-1116. | Violations; injunction; receiver; appointment; additional court orders authorized. |
| 8-1117. | Violations; penalty. |
| 8-1118. | Violations; damages; statute of limitations. |
| 8-1119. | Appeal; procedure. |
| 8-1120. | Administration of act; Director of Banking and Finance; powers and duties; use of information for personal benefit prohibited; Securities Act Cash Fund; created; use; investment; document filed, when. |
| 8-1121. | Exemption or exception; burden of proof. |
| 8-1122. | Act; how construed. |
| 8-1122.01. | Federal limits rejected. |
| 8-1123. | Act, how cited. |
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