Official Nebraska Government Website
Nebraska Department of Banking and Finance; Images from Nebraska banknotes issued in the 1800s.
blue background
blue curve graphic
Home     Site Map     Contact Us 
spacer graphic

Securities Notice Filings & Registrations

Regulation D
Requirements and Exemptions

Nebraska has state-specific requirements when submitting a Form D, Regulation 505 and 506 filing. Please read the Securities Exemptions Frequently Asked Questions for filing securities with the Department.

Filing requirements for Regulation D offerings

Securities Exemptions FAQs

Securities Forms

General Information
Securities Overview
Securities Search and Online Verification
Complaint Process

Legal Resources
Agency Rules/Administrative Code
Agency Actions/Administrative Orders
Securities Statutes
Unicameral Statutes Search

Industry Reports
Monthly Activity Reports
Annual Reports

Industry Resources
Regulatory & Community Links
Continuing Education Resources

News & Press Releases
Current news releases
News release archives
Nebraska Public Meeting Calendar

Regulatory Staff
Office Staff