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Nebraska Department of Banking and Finance; Images from Nebraska banknotes issued in the 1800s.
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Nebraska Department of Banking & Finance
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The Department of Banking was created by Nebraska legislators to regulate state-chartered banks and other financial industries within the state. In 1939, regulation of state securities laws was also placed under the jurisdiction of the Department of Banking. Today, the Nebraska Department of Banking and Finance regulates and supervises various financial industries on behalf of the State of Nebraska and its residents.

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Delayed Deposit Services Renewal Forms Are Now Available.

All Delayed Deposit Services licenses expire on April 30, 2014.
Click here to access license renewal forms:

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Statement of Policy #33 Reissued by the Department

The Nebraska Department of Banking and Finance reissued Statement of Policy #33 (SOP #33) on December 31, 2013. A copy of reissued SOP #33 is provided below along with the notice provided to parties interested in SOP #33. The Department’s October 4, 2013 draft Statement of Policy #33, comments the Department received regarding that draft SOP #33, and the Nebraska Attorney General Opinion #13-001 are provided below as background information.

Links to:
Reissued Statement of Policy #33
Notice to Interested Parties of Reissued Statement of Policy #33
Written Comments
Proposed Revisions to Statement of Policy #33
Nebraska AG Opinion #13-001

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Department FY2014 Assessment

Bank assets under NDBF supervision have doubled since 2004 to $33 billion. Approximately 10% of that growth has been from conversion of nationally-chartered banks to state charter. As supervised assets increase and, absent any significant fluctuations in revenue or expenses, the rates at which we assess should decline. For FY2012, our rates declined about 6%. For FY2013, 15%. For FY2014, the decline will be 19%. Our hourly examination rate will remain at $50 per examiner hour.

Annual Assessment Notice

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Nebraska Department of Banking and Finance Warns About Online Escrow Company

The Nebraska Department of Banking and Finance is warning Nebraska residents about an internet-based escrow company. Lincoln Closing and Escrow Services (“LCE”) claims to be based at 1248 “O” Street, Lincoln, Nebraska. The Department has determined that no such company is located at that location.

LCE claimed to be a licensed money transmitter and provided the consumer with a copy of a Sale of Checks and Funds Transmission license allegedly issued to it by the Nebraska Department of Banking and Finance. The license stated that LCE was a trade name of Skrill USA, Inc. (“Skrill”), a legitimate, licensed money transmitter. The license provided to the consumer was fraudulent. LCE is not licensed by the Department, nor is it affiliated with Skrill or any other licensed money transmitter.

(Full Press Release)

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Nebraska Installment Sales NMLS Transition

The Department announces that effective April 15, 2013, NMLS will be used to manage Nebraska Installment Sales Act Licensees. For more information please click below:

NMLS

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Derivative Transactions Order

The 2010 Dodd Frank Wall Street Reform and Consumer Protection Act required that state laws regarding bank lending limits address certain credit exposures arising from use of derivatives. The 2012 Nebraska Legislature amended the bank lending limit statute accordingly. On December 14, 2012, Director John Munn signed an Order establishing the standards for derivative and securities financing transactions. The Order is effective January 21, 2013.

Order
FAQ

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Residential Mortgage Licensing Act Forms Adopted

The Department has adopted forms related to nonprofit organizations offering services in areas regulated by the Residential Mortgage Licensing Act. The forms are the Application for Nonprofit Organization Certificate of Exemption, and the Annual Attestation for a Nonprofit Organization Certificate of Exemption. The Department has also issued a checklist to assist applicants in gathering appropriate information for the certificate process. The forms are issued under the authority of Section 45-703.01 of the Residential Mortgage Licensing Act.

Mortgage Lenders

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Interpretative Opinion No. 26: Use of Certifications and Designations in Advertising by Investment Adviser Representatives and Broker-Dealer Agents
The Nebraska Department of Banking and Finance, Bureau of Securities issues an interpretative opinion regarding the use of designations in advertising by investment adviser representatives and broker-dealer agents. The Department periodically reviews the list of designations.

Read Interpretative Opinion & Approved Designations (12-31-2013)

To receive email notification when updates are made to the list of designations, please click here.

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News

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Current NDBF News Releases (2010-2012)

News Release Archives (2007-2009)

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Contact Us

Effective August 19th, 2013, We have moved to:

Nebraska Department of Banking & Finance
Address:
1526 K Street, Suite 300
Lincoln, NE 68508-2732
Mail to:
P.O. Box 95006
Lincoln, NE 68509-5006
Phone:
Financial Institutions Division:(402)471-2171
Bureau of Securities:(402)471-3445
Consumer Hotline:(877)471-3445

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Dave Heineman

Governor of Nebraska
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