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Nebraska Department of Banking and Finance; Images from Nebraska banknotes issued in the 1800s.
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Nebraska Department of Banking & Finance
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The Department of Banking was created by Nebraska legislators to regulate state-chartered banks and other financial industries within the state. In 1939, regulation of state securities laws was also placed under the jurisdiction of the Department of Banking. Today, the Nebraska Department of Banking and Finance regulates and supervises various financial industries on behalf of the State of Nebraska and its residents.

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Money Transmitter Permissible Investments

The Nebraska Department of Banking and Finance has issued an Order expanding the types of permissible investments for money transmitters. Licensees are able to include ACH Receivables, Credit Card Receivables, and Debit Card Receivables as permissible investments, subject to the conditions contained in the Order.

View Order

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Delayed Deposit Services Interpretative Opinion No. 8

The Nebraska Department of Banking and Finance has issued an Interpretative Opinion regarding the use of the terms “loan” and “payday loan” by licensees under the Delayed Deposit Services Licensing Act.

Frequently Asked Questions regarding Delayed Deposit Services have been updated.

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Statement of Policy #33 Reissued by the Department

The Nebraska Department of Banking and Finance reissued Statement of Policy #33 (SOP #33) on December 31, 2013. A copy of reissued SOP #33 is provided below along with the notice provided to parties interested in SOP #33. The Department’s October 4, 2013 draft Statement of Policy #33, comments the Department received regarding that draft SOP #33, and the Nebraska Attorney General Opinion #13-001 are provided below as background information.

Links to:
Reissued Statement of Policy #33
Notice to Interested Parties of Reissued Statement of Policy #33
Written Comments
Proposed Revisions to Statement of Policy #33
Nebraska AG Opinion #13-001

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Derivative Transactions Order

The 2010 Dodd Frank Wall Street Reform and Consumer Protection Act required that state laws regarding bank lending limits address certain credit exposures arising from use of derivatives. The 2012 Nebraska Legislature amended the bank lending limit statute accordingly. On December 14, 2012, Director John Munn signed an Order establishing the standards for derivative and securities financing transactions. The Order is effective January 21, 2013.

Order
FAQ

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Residential Mortgage Licensing Act Forms Adopted

The Department has adopted forms related to nonprofit organizations offering services in areas regulated by the Residential Mortgage Licensing Act. The forms are the Application for Nonprofit Organization Certificate of Exemption, and the Annual Attestation for a Nonprofit Organization Certificate of Exemption. The Department has also issued a checklist to assist applicants in gathering appropriate information for the certificate process. The forms are issued under the authority of Section 45-703.01 of the Residential Mortgage Licensing Act.

Mortgage Lenders

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Interpretative Opinion No. 26: Use of Certifications and Designations in Advertising by Investment Adviser Representatives and Broker-Dealer Agents
The Nebraska Department of Banking and Finance, Bureau of Securities issues an interpretative opinion regarding the use of designations in advertising by investment adviser representatives and broker-dealer agents. The Department periodically reviews the list of designations.

Read Interpretative Opinion & Approved Designations (06-30-2014)

To receive email notification when updates are made to the list of designations, please click here.

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News

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Current NDBF News Releases (2010-2012)

News Release Archives (2007-2009)

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Contact Us

Nebraska Department of Banking & Finance
Address:
1526 K Street, Suite 300
Lincoln, NE 68508-2732
Mail to:
P.O. Box 95006
Lincoln, NE 68509-5006
Phone:
Financial Institutions Division:(402)471-2171
Bureau of Securities:(402)471-3445
Consumer Hotline:(877)471-3445

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Dave Heineman

Governor of Nebraska
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